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Data Integrity in Practice: Applying ALCOA+ Across the Modern Laboratory

AINSQ Compliance Practice2 Jun 20266 min read

Data integrity failures remain one of the most common findings in regulatory inspections across pharmaceutical and biotechnology laboratories. Yet the principles behind ALCOA+ — Attributable, Legible, Contemporaneous, Original, Accurate, plus Complete, Consistent, Enduring, and Available — are well understood in theory. The challenge is practice.

In our experience delivering data integrity assessments across regulated laboratories, the gap is rarely a lack of policy. It's a lack of technical enforcement. Systems that allow data to be edited without an audit trail, workstations shared across multiple analysts under one login, or spreadsheets used as a shadow system of record — these are the failure points that turn a documented policy into a real audit risk.

Building ALCOA+ into the technology layer means designing systems, not just SOPs, around each principle: enforced user attribution, validated audit trails, controlled data flows between instruments and informatics platforms, and archive strategies that guarantee long-term availability. This is where laboratory technology and quality functions have to work as one team, not two.

For laboratories beginning this journey, our recommendation is always the same: start with a data flow map. Understand exactly where data is created, transformed, stored, and archived across your instrument and informatics landscape before attempting to fix any single system in isolation.

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